The units charged by the SEC consented to the entry of orders without admitting or denying the SEC's findings. Wells Fargo Clearing Services agreed to pay a civil penalty of $28 million, Wells Fargo ...
LPL Financial Holdings has agreed to pay an $18 million fine and to improve its anti-money laundering program to settle charges from the U.S. securities watchdog.
Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted improperly ...
The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...
Trump’s first week in office could make crypto legislation a national priority, but an executive order on the first day remains unlikely.
As he assumes the presidency for a second time, Donald Trump brings with him a broad expanse of business relationships and ...
The U.S. Drug Enforcement Administration warns that “virtual currency continues to be a popular and growing method used to ...
A so-called form 19b-4, required to be filed by the exchange that would list the fund, was submitted on Wednesday, shortly ...
President-elect Donald J. Trump has a range of new business ventures that could expose him to even greater potential ...
If the US SEC approves a spot Litecoin ETF, the move signals a potential expansion of the crypto ETF landscape beyond Bitcoin ...