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Vanguard, SEC
State AG, SEC reach $106M settlement from investment adviser Vanguard Group
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.
Vanguard to pay $106.4 mln to settle US SEC charges, regulator says
The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over misleading statements related to capital gains distributions and tax consequences for retail investors,
Vanguard to Pay $106 Million SEC Settlement Over Surprise Capital Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di
4h
on MSN
Vanguard to Pay More Than $100 Million Over Target-Date Fund Mess
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
3h
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
3h
Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
9h
This Vanguard ETF Has 23% of Its Portfolio Invested in Tech Stocks, but It Can Still Help You Generate Decades of Passive Income
Tech stocks and growth stocks don't usually correspond with passive income. Companies that are growing their earnings can ...
5h
Vanguard to Pay $106M Over Retirement Fund Violations
Vanguard Group Inc. will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
9h
Vanguard Group to pay US$106.4-million to settle SEC charges, regulator says
The charges are over misleading statements related to capital gains distributions and tax consequences for retail investors ...
MONTCO.Today on MSN
1d
Malvern-Based Vanguard Pens Agreement to Address Concerns Over Growing Too Powerful
Malvern-based Vanguard Group signed an agreement with the Federal Deposit Insurance Corporation to address concerns over ...
4d
on MSN
Vanguard takes steps to convince the government it's not too powerful
Vanguard Group's founder, the late John C. Bogle, predicted that a day would come when the Malvern investment giant and its ...
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